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First quarter was a seller's market for RIAs
Broker protocol factored into increased breakaway broker movement.
SEC advice rule seeks to tighten reins on brokers
The proposed rule puts new restrictions on brokers, but it is still unclear how strongly the SEC is clamping down.


SEC advice rule: Industry groups brace for debate
Trade groups are champing at the bit to have their say in response to the SEC hearing.
Thomas James recognized for his impact on financial planning
The chairman emeritus of Raymond James said his best innovations were born out of necessity.
SEC advice rule hearing updates
Commission says a lot of work ahead, public will have 90 days to comment.
Zacks Investment Ideas
Zacks Investment Research - All Commentary Articles
Blackstone (BX) Beats on Q1 Earnings & Revenue Estimates
Improvement in assets under management supports Blackstone's (BX) Q1 earnings.
Renewable Energy Group (REGI): Moving Average Crossover Alert
Renewable Energy Group, Inc. (REGI) is looking like an interesting pick from a technical perspective, as the company is seeing favorable trends on the moving average crossover front
Steel Dynamics (STLD) Q1 Earnings Top on Strong Demand
Strong demand and improved pricing drove Steel Dynamics' (STLD) Q1 earnings.
Quest Diagnostics (DGX) Tops Q1 Earnings, Misses Revenues
Quest Diagnostics' (DGX) continues to makes good progress in accelerating growth and driving operational excellence in Q1.
Will FirstEnergy (FE) Stay on the Beat Track in Q1 Earnings?
FirstEnergy (FE) is likely to impress investors with an earnings beat in its first-quarter 2018 results on Apr 23, 2018.