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Focus Financial files for an IPO valued at $100 million
The RIA aggregator, founded by CEO Ruediger 'Rudy' Adolf (above), has partnered with more than 50 registered investment adviser firms.
IRS warns taxpayers about using property taxes as 'contributions' to charity
Workarounds to avoid federal limits on state and local taxes in some states could be considered tax evasion.
Meet William Glubiak, CEO of $2 billion firm Cedar Brook Group
He's pursuing an aggressive growth strategy and learning from past mistakes.
Piwowar defends SEC's best-interest rule
SEC commissioner says the Department of Labor rule set up an 'unworkable, impossible set of standards for people to comply with.'
Finra panel awards couple $800,000 in case against Oppenheimer
Says firm was negligent in case involving energy stock selection.
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